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Notebook and Fountain Pen

The Role of Underwriters in the Public Issue of Shares

Updated: Sep 24

-Affan Mushir


When a company decides to go public by issuing shares, underwriters play a crucial role in ensuring the process goes smoothly. Underwriters, usually investment banks, help guide the company through this complex process. Let’s break down what they do:


Advisory Services


First, underwriters act as advisors. They help the company figure out how much it's worth and what price to set for the shares. They also make sure all the legal paperwork is in order and pick the best time to go public.


Due Diligence


Before anything goes public, underwriters dig deep into the company’s finances and business model. They review financial statements, assess market conditions, and identify any risks. This thorough investigation ensures everything is transparent and in good shape for investors.


Underwriting Agreement


The underwriting agreement is a deal between the underwriter and the company. It can be a firm commitment, where the underwriter buys all the shares and resells them, or a best efforts agreement, where they try to sell as many shares as possible without guaranteeing the sale of all.


Pricing and Allocation


Setting the right price for the shares is crucial. Underwriters gauge investor interest, usually through roadshows, and then set the final price. They also decide how to distribute the shares, often prioritizing institutional investors to keep things stable.



Marketing and Distribution


Underwriters are responsible for generating buzz around the public offering. They organize roadshows, run advertising campaigns, and maintain good relations with potential investors to ensure there's strong demand for the shares.


Stabilization and Aftermarket Support


After the shares hit the market, underwriters work to keep the share price stable. They might use a green shoe option, which lets them buy extra shares to stabilize the price, or act as market makers to provide liquidity. The GREEN SHOE OPTION allows the underwriter to purchase additional shares if demand is higher than expected. This can help prevent the share price from dropping below the offering price by providing more shares to the marke


Post-Issue Advisory


Even after the shares are sold, underwriters often stay involved. They offer ongoing advice and support for any future financial moves or additional public offerings the company might consider.


Conclusion


In essence, underwriters are the backbone of the public issue process. They provide the necessary expertise and support to ensure a successful transition from a private to a public company, benefiting both the company and its new investors.



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